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General Exchange Act
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#	Item
461	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-24 08:54:31 Financial system Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission General Securities Representative Exam Commodity Futures Trading Commission Self-regulatory organization Security Registered Investment Advisor United States securities law Financial regulation Business
462	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-12 13:04:03 Financial regulation Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission General Securities Principal Exam New York Stock Exchange NYSE Euronext Selling away United States securities law Economy of the United States Financial system
463	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]January 14, 2013 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-15 15:33:40 Financial regulation Business Financial Industry Regulatory Authority Securities Exchange Act Chicago Stock Exchange Registered representative General Securities Representative Exam U.S. Securities and Exchange Commission United States securities law Self-regulatory organizations Economy of the United States
464	THE OPTIONS CLEARING CORPORATION ONE N WACKER DRIVE. SUITE 500. CHICAGO, ILLINOIS[removed]WILLIAM H. NAVIN EXECUTIVE ViCE PRESIDENT. GENERAL COUNSEL, AND SECRETARY TEL[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-29 15:01:04 Payment systems Commodity Futures Trading Commission United States federal banking legislation Options Clearing Corporation Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative Futures contract U.S. Securities and Exchange Commission Futures exchange Financial economics Finance Financial system
465	Department of Transportation Act DECLARATION OF PURPOSE AND SECTION 4(F), AS AMENDED This Act became law on October 15, 1966 (Public Law[removed]), 49 U.S.C[removed]formerly 49 U.S.C[removed]b)(2) and 49 U.S.C. 1653f). Public Add to Reading List Source URL: www.nps.gov Language: English - Date: 2013-04-24 14:27:42 National Wildlife Refuge System Administration Act General Exchange Act United States Code Law Government
466	Joanne Moffic-Silver General Counsel and Corporate Secretary Legal Department ORICF ( Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-23 10:20:41 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Government Internal Revenue Service Financial regulation Financial system SEC filings United States Securities and Exchange Commission United States securities law
467	Order Approving Proposed Rule Change Regarding Registration, Qualification, and Continuing Education Requirements for Members and Associated Persons Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-07 19:36:24 Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission International Securities Exchange General Securities Representative Exam Securities regulation in the United States Securities Act Registered Investment Advisor United States securities law Financial regulation United States
468	General Guidance on Federally-facilitated Exchanges Add to Reading List Source URL: ccf.georgetown.edu Language: English - Date: 2012-07-09 12:38:41 Health 111th United States Congress Presidency of Barack Obama Health insurance exchange Healthcare in the United States Patient Protection and Affordable Care Act Medicare United States Department of Health and Human Services Public Readiness and Emergency Preparedness Act Healthcare reform in the United States Government Health policy
469	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 19, 2012 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-20 12:37:43 Business Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Registered representative General Securities Representative Exam Commodity Futures Trading Commission Self-regulatory organization Selling away United States securities law Financial regulation Financial system
470	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-24 11:19:00 Financial system Securities Exchange Act Financial Industry Regulatory Authority General Securities Representative Exam U.S. Securities and Exchange Commission Securities regulation in the United States Security Registered representative United States securities law Financial regulation Financial economics

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